Please read this page, as it explains certain legal and regulatory restrictions applicable to the distribution of this information. We strongly encourage you to be aware of and observe all applicable laws and regulations of the relevant jurisdiction.
Maunby Investment Management Limited (Maunby) is registered in England No. 1676636. Our registered office is 30 Market Place West, Ripon, North Yorkshire, HG4 1BN. We are authorised and regulated by the Financial Conduct Authority. Our Financial Register Number (FRN) is 114428. The Financial Conduct Authority is based at 12 Endeavour Square, London E20 1JN.
The pages of this site are issued in the United Kingdom (“UK”) and are intended for the information of residents of countries in which Maunby currently operates.
By using Maunby’s services, your capital may be at risk. You should remember that the value of investments and the income derived from them may fall as well as rise and you may not get back the amount that you invest. Past performance is not a guide to the future. The value of foreign securities will be influenced by the rate of exchange used to convert them back into your base currency. The products and services described in our website are available only in the United Kingdom and the information contained herein does not constitute a distribution, an offer to sell or the solicitation of an offer to buy any securities. Transactions in non-readily realisable investments may have a restricted market for such investments and it may therefore be difficult to deal in these, or to obtain reliable information about their value. Nothing in our website constitutes investment, legal, tax or other advice nor is it to be relied upon in making an investment decision.
As part of our ongoing commitment to clients we endeavour to provide the best possible outcomes when trading for the portfolios. To this end we have set out our Best Execution Policy, which provides details in what we hope is easy to understand language on how we place orders and the steps we take to ensure best execution.
MIFIDPRU 8 Disclosures
We are obliged by the MIFIDPRU rules to make a series of disclosures about risk management, governance arrangements, own funds, own funds requirements and remuneration. These can be found here in our MiFIDPRU Disclosures document.
Information for Professional Clients
We have regard to the Stewardship Code when managing investments for professional clients. It is our policy to review the performance of investee companies and take appropriate action where necessary. Our policy on conflicts of interest, and on voting rights for professional clients, is available on request.
Shareholder Rights Directive (SRD II)
We are required by the Revised Shareholder Rights Directive (SRD II) to explain whether or not we have an engagement policy in relation to the companies we invest in, where the companies’ shares are admitted to trading on a regulated market. As the proportion of shares we hold in investee companies is much lower than those held by large institutional investors, we are not able to engage with investee companies to the extent envisaged by SRDII. Therefore, we do not have a formal engagement policy.
Complaints Handling for Clients
We are covered by the Financial Ombudsman Service, whose website address is www.financial-ombudsman.org.uk